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Chapter 2 of 2

§The Majorana fermion

§2.1 Clifford modes and the vacuum space

Definition 2.1 (Fermionic vacuum space)

Let

F=⋀(ξ0,ξ1,ξ2,…),1=1,F=\bigwedge(\xi_0,\xi_1,\xi_2,\ldots),\qquad \mathbf1=1,

where all generators ξn\xi_n are odd and each state is a finite linear combination of exterior monomials. Define odd operators, for n≥0n\geq0, by

ψ−n−12=ξn∧,ψn+12=∂∂ξn.\psi_{-n-\frac12}=\xi_n\wedge, \qquad \psi_{n+\frac12}=\frac{\partial}{\partial\xi_n}.

The derivative is the left exterior derivative: removing the iith factor of a monomial contributes the sign (−1)i−1(-1)^{i-1}. Thus

{ψr,ψs}=δr+s,0id⁡,r,s∈Z+12,ψr1=0(r>0).\{\psi_r,\psi_s\}=\delta_{r+s,0}\operatorname{id}, \qquad r,s\in\mathbb Z+\frac12, \qquad \psi_r\mathbf1=0\quad(r>0).

Set ψ=ψ−121\psi=\psi_{-\frac12}\mathbf1 and

ψ(z)=∑r∈Z+12ψrz−r−12.\psi(z)=\sum_{r\in\mathbb Z+\frac12}\psi_rz^{-r-\frac12}.

The half-integer labels are the usual Neveu–Schwarz mode convention. The field still has integer powers of zz: in vertex-algebra notation, ψ(n)=ψn+12\psi_{(n)}=\psi_{n+\frac12}. Its creation part consists of r<0r<0 and its annihilation part of r>0r>0.

A basis of FF is

ψ−n1−12⋯ψ−ns−121,n1>⋯>ns≥0.\psi_{-n_1-\frac12}\cdots\psi_{-n_s-\frac12}\mathbf1, \qquad n_1>\cdots>n_s\geq0.

Its parity is s mod 2s\bmod2. The strict inequalities express the fact that a fermionic creation mode cannot occur twice.

§2.2 Fields and conformal structure

Proposition 2.2 (Majorana vertex superalgebra)

There is a unique vertex superalgebra structure on FF with Y(ψ,z)=ψ(z)Y(\psi,z)=\psi(z). Its fields are

Y(ψ−n1−12⋯ψ−ns−121,z)=:∏i=1s∂zniψ(z)ni!:,Y(1,z)=id⁡,Y(\psi_{-n_1-\frac12}\cdots\psi_{-n_s-\frac12}\mathbf1,z) =:\prod_{i=1}^s\frac{\partial_z^{n_i}\psi(z)}{n_i!}:, \qquad Y(\mathbf1,z)=\operatorname{id},

using signed right-nested normal ordering. Translation is the even derivation determined by

T1=0,Tξn=(n+1)ξn+1.T\mathbf1=0,\qquad T\xi_n=(n+1)\xi_{n+1}.
Proof.

The Clifford relations give the formal anticommutator

{ψ(z),ψ(w)}=z−1δ(w/z)id⁡,(z−w){ψ(z),ψ(w)}=0.\{\psi(z),\psi(w)\}=z^{-1}\delta(w/z)\operatorname{id}, \qquad (z-w)\{\psi(z),\psi(w)\}=0.

The oscillator action also gives [T,ψ(z)]=∂zψ(z)[T,\psi(z)]=\partial_z\psi(z) and ψ(z)1∈ψ+zF[[z]]\psi(z)\mathbf1\in\psi+zF[[z]]. The superalgebra reconstruction theorem applies: the translates of the vacuum generated by the fermion modes span FF, and the Clifford relations supply super-locality. The negative-product formula determines the fields of all basis states.

For example, the full fermion-state product is

Y(ψ,z)ψ=1z+∑n≥1znψ−n−12ψ−121.Y(\psi,z)\psi=\frac{\mathbf1}{z} +\sum_{n\geq1}z^n\psi_{-n-\frac12}\psi_{-\frac12}\mathbf1.

In particular, ψ(0)ψ=1\psi_{(0)}\psi=\mathbf1 but ψ(−1)ψ=0\psi_{(-1)}\psi=0, so :ψ(z)ψ(z):=0:\psi(z)\psi(z):=0.

Proposition 2.3 (Majorana conformal vector)

The even vector

ω=12ψ−32ψ−121\omega=\frac12\psi_{-\frac32}\psi_{-\frac12}\mathbf1

makes FF a VOSA of CFT type with central charge c=12c=\tfrac12. Its conformal field is

Y(ω,z)=12:(∂zψ(z))ψ(z):=∑m∈ZLmz−m−2.Y(\omega,z)=\frac12:(\partial_z\psi(z))\psi(z): =\sum_{m\in\mathbb Z}L_mz^{-m-2}.

The fermion is primary of weight 12\tfrac12, and

[Lm,ψr]=−(r+m2)ψm+r,wt⁡(ψ−n1−12⋯ψ−ns−121)=∑i=1s(ni+12).[L_m,\psi_r]=-\left(r+\frac m2\right)\psi_{m+r}, \qquad \operatorname{wt}(\psi_{-n_1-\frac12}\cdots\psi_{-n_s-\frac12}\mathbf1) =\sum_{i=1}^s\left(n_i+\frac12\right).
Proof.

Expanding the conformal field and using the Clifford relations gives

Lm=12∑r∈Z+12(r−m2):ψm−rψr:.L_m=\frac12\sum_{r\in\mathbb Z+\frac12} \left(r-\frac m2\right):\psi_{m-r}\psi_r:.

Mode normal ordering moves annihilation modes to the right with a minus sign when two odd modes are exchanged. The sum is finite on each state. To compute its commutator with ψs\psi_s, use

[ψaψb,ψs]=ψa{ψb,ψs}−{ψa,ψs}ψb.[\psi_a\psi_b,\psi_s] =\psi_a\{\psi_b,\psi_s\}-\{\psi_a,\psi_s\}\psi_b.

The two Kronecker deltas yield [Lm,ψs]=−(s+m/2)ψm+s[L_m,\psi_s]=-(s+m/2)\psi_{m+s}. Hence L−1=TL_{-1}=T, since both kill the vacuum and have the same commutators with every creation mode. Also

L0=∑r>0rψ−rψr,L_0=\sum_{r>0}r\psi_{-r}\psi_r,

which gives the stated grading and parity. Each weight has finitely many basis states.

The commutator further gives

L0ω=2ω,L1ω=0,L2ω=141,Lnω=0 (n≥3).L_0\omega=2\omega,\quad L_1\omega=0,\quad L_2\omega=\frac14\mathbf1,\quad L_n\omega=0\ (n\geq3).

For the central coefficient, explicitly,

L2ω=12(12ψ12ψ−12−12ψ−32ψ32)1=141.L_2\omega=\frac12\left( \frac12\psi_{\frac12}\psi_{-\frac12} -\frac12\psi_{-\frac32}\psi_{\frac32}\right)\mathbf1 =\frac14\mathbf1.

Since ω\omega is even, the ordinary Jacobi commutator formula applies to its field. The products above, together with L−1ω=TωL_{-1}\omega=T\omega, give

[Lm,Ln]=(m−n)Lm+n+m3−m24δm+n,0id⁡.[L_m,L_n]=(m-n)L_{m+n} +\frac{m^3-m}{24}\delta_{m+n,0}\operatorname{id}.

Thus c=12c=\tfrac12. Finally L0ψ=12ψL_0\psi=\tfrac12\psi and Lnψ=0L_n\psi=0 for n>0n>0, proving primarity.

This is the free Majorana fermion VOSA, also called the neutral free fermion. See Gaudio, Example 6.1.5 and Bouchard et al., Eq. (4.68).

§2.3 Wick’s theorem and Pfaffian correlation functions

Let ε:F→C\varepsilon:F\to\mathbb C extract the vacuum coefficient: ε(1)=1\varepsilon(\mathbf1)=1 and ε\varepsilon vanishes on all positive-weight states. Define the vacuum expectation by

⟨A1(z1)⋯An(zn)⟩:=ε(A1(z1)⋯An(zn)1).\langle A_1(z_1)\cdots A_n(z_n)\rangle :=\varepsilon\bigl(A_1(z_1)\cdots A_n(z_n)\mathbf1\bigr).

We display these correlators as rational functions; the ordered field product means their expansion in ∣z1∣>⋯>∣zn∣|z_1|>\cdots>|z_n|. In particular,

⟨ψ(z)ψ(w)⟩=1z−w.\langle\psi(z)\psi(w)\rangle=\frac1{z-w}.

Proposition 2.4 (Fermionic Wick theorem)

All odd vacuum correlation functions of ψ\psi vanish. For 2m2m insertions,

⟨ψ(z1)⋯ψ(z2m)⟩=Pf⁡(A),Aij={1zi−zj,i≠j,0,i=j.\langle\psi(z_1)\cdots\psi(z_{2m})\rangle =\operatorname{Pf}(A),\qquad A_{ij}=\begin{cases} \displaystyle\frac1{z_i-z_j},&i\ne j,\\ 0,&i=j. \end{cases}

Here AA is antisymmetric and its Pfaffian is

Pf⁡(A)=12mm!∑π∈S2msgn⁡(π)∏k=1mAπ(2k−1),π(2k).\operatorname{Pf}(A) =\frac1{2^m m!}\sum_{\pi\in S_{2m}}\operatorname{sgn}(\pi) \prod_{k=1}^m A_{\pi(2k-1),\pi(2k)}.

Equivalently, sum over all pairings of the insertions, multiply the two-point functions of the pairs, and attach the sign of the permutation that brings the paired fermions together. The empty correlation function is 11.

Proof.

With the creation/annihilation convention already fixed, εψ+(z)=0\varepsilon\psi_+(z)=0 and ψ−(z)1=0\psi_-(z)\mathbf1=0. The Clifford relations give

{ψ−(z1),ψ(zj)}=∑n≥0z1−n−1zjnid⁡=ιz1,zj1z1−zjid⁡.\{\psi_-(z_1),\psi(z_j)\} =\sum_{n\geq0}z_1^{-n-1}z_j^n\operatorname{id} =\iota_{z_1,z_j}\frac1{z_1-z_j}\operatorname{id}.

Write Gn(z1,…,zn)=⟨ψ(z1)⋯ψ(zn)⟩G_n(z_1,\ldots,z_n)=\langle\psi(z_1)\cdots\psi(z_n)\rangle. Only the annihilation part of the first field contributes. Moving it to the right gives one contraction with each later field; the final uncontracted term kills the vacuum. Thus, in rational-function notation,

Gn(z1,…,zn)=∑j=2n(−1)jz1−zjGn−2(z2,…,zj^,…,zn).G_n(z_1,\ldots,z_n) =\sum_{j=2}^{n}\frac{(-1)^j}{z_1-z_j} G_{n-2}(z_2,\ldots,\widehat{z_j},\ldots,z_n).

The hat means omission. The sign counts the j−2j-2 intervening odd fields. Starting with G0=1G_0=1 and G1=0G_1=0, this recurrence makes every odd correlator zero and is exactly the expansion of the Pfaffian along its first row.

For example, the four-point function is

⟨ψ(z1)ψ(z2)ψ(z3)ψ(z4)⟩=1(z1−z2)(z3−z4)−1(z1−z3)(z2−z4)+1(z1−z4)(z2−z3).\begin{aligned} \langle\psi(z_1)\psi(z_2)\psi(z_3)\psi(z_4)\rangle &=\frac1{(z_1-z_2)(z_3-z_4)}\\ &\quad-\frac1{(z_1-z_3)(z_2-z_4)} +\frac1{(z_1-z_4)(z_2-z_3)}. \end{aligned}

This is the Pfaffian form of the chiral Majorana correlator; see Ardonne–Sierra, §2.

Every field of FF is a linear combination of normal-ordered derivatives of ψ\psi. Its vacuum correlations are therefore also computable by Wick pairings. The differentiated contraction is

⟨∂zaψ(z) ∂wbψ(w)⟩=∂za∂wb1z−w=(−1)a(a+b)!(z−w)a+b+1,a,b≥0.\langle\partial_z^a\psi(z)\,\partial_w^b\psi(w)\rangle =\partial_z^a\partial_w^b\frac1{z-w} =\frac{(-1)^a(a+b)!}{(z-w)^{a+b+1}},\qquad a,b\geq0.

For products of normal-ordered fields, sum over complete pairings of their constituent fermions, allowing contractions only between different normal-ordered factors. The signs are those of the ordered constituent fermions. This computes correlations of arbitrary states in FF, including the conformal vector and its descendants.

Exercise 2.5 (Stress-tensor two-point function)

Use T(z)=Y(ω,z)=12:(∂zψ(z))ψ(z):\mathcal T(z)=Y(\omega,z)=\tfrac12:(\partial_z\psi(z))\psi(z): and the differentiated contractions to show

⟨T(z)T(w)⟩=14(z−w)4.\langle\mathcal T(z)\mathcal T(w)\rangle =\frac1{4(z-w)^4}.

Identify the two allowed pairings and their signs. Compare the coefficient with c/2c/2 for c=12c=\tfrac12.

§2.4 Simplicity and the Ising VOA

Proposition 2.6 (Simplicity of the free fermion)

The VOSA FF is simple.

Proof.

An ideal is stable under all creation and annihilation modes. From a nonzero exterior polynomial, choose a monomial of maximal exterior degree and apply the annihilation modes corresponding to its factors. This produces a nonzero multiple of 1\mathbf1. Creation modes then generate all of FF.

The first weight spaces are

F0=C1,F12=Cψ,F1=0,F32=CTψ,F2=Cω.F_0=\mathbb C\mathbf1,\quad F_{\frac12}=\mathbb C\psi, \quad F_1=0,\quad F_{\frac32}=\mathbb C T\psi, \quad F_2=\mathbb C\omega.

Write Vir⁡(ω)\operatorname{Vir}(\omega) for the vertex subalgebra generated by ω\omega, and L(c,h)L(c,h) for the irreducible highest-weight Virasoro module of central charge cc and highest weight hh. The vacuum module L(c,0)L(c,0) has its simple Virasoro VOA structure. The even part of FF has the following identification:

Theorem 2.7 (The even fermion algebra)

The even subalgebra of the Majorana VOSA is the Ising VOA:

Feven=Vir⁡(ω)≅L ⁣(12,0).F_{\mathrm{even}}=\operatorname{Vir}(\omega) \cong L\!\left(\frac12,0\right).

This is the standard free-fermion realization of the Ising VOA; we quote the identification rather than infer it merely from the central charge. See Adamović–Möller, §4.2. The full FF also contains the odd field ψ\psi of weight 12\tfrac12, so it is a VOSA extension of the Ising VOA, not the same algebra.

Exercise 2.8 (Parity and fermionic products)

  1. Verify directly that σ(ψ)=−ψ\sigma(\psi)=-\psi preserves the Clifford relations and fixes ω\omega. Identify FevenF_{\mathrm{even}} in the oscillator basis.

  2. Compute ψ(−2)ψ\psi_{(-2)}\psi and verify :(∂zψ(z))ψ(z):=2Y(ω,z):(\partial_z\psi(z))\psi(z):=2Y(\omega,z).

  3. Apply Exercise 1.5 to F12=CψF_{\frac12}=\mathbb C\psi and determine the form BB.

§2.5 Amplitudes with local coordinates

Consider nn ordered punctures on the Riemann sphere. Choose a global coordinate in which their positions ziz_i are finite and distinct, and holomorphic insertion maps

fi(u)=zi+λiu+O(u2),λi≠0.f_i(u)=z_i+\lambda_i u+O(u^2),\qquad \lambda_i\ne0.

Here uu is the local coordinate at the iith puncture: fif_i maps the local disk into the sphere. Fix a square-root germ si(u)2=fi′(u)s_i(u)^2=f_i'(u) at each puncture. Since ψ\psi is primary of weight 12\tfrac12, its field in that coordinate is

Ψi(u)=si(u)ψ(fi(u)).\Psi_i(u)=s_i(u)\psi(f_i(u)).

Write A^f(a1,…,an)\widehat{\mathcal A}_f(a_1,\ldots,a_n) for the chiral amplitude of states ai∈Fa_i\in F inserted in these local coordinates, normalized by A^f(1,…,1)=1\widehat{\mathcal A}_f(\mathbf1,\ldots,\mathbf1)=1. Normal ordering at puncture ii is taken in its local coordinate uu. This is the genus-zero local-coordinate construction of Meng–Lan–Gu, Appendix D.1; the insertion maps here are inverse to the local coordinate functions used there.

Definition 2.9 (Regularized contraction kernel)

Define

Kij(u,v)={si(u)sj(v)fi(u)−fj(v),i≠j,si(u)si(v)fi(u)−fi(v)−1u−v,i=j.K_{ij}(u,v)= \begin{cases} \displaystyle\frac{s_i(u)s_j(v)}{f_i(u)-f_j(v)},&i\ne j,\\[3mm] \displaystyle\frac{s_i(u)s_i(v)}{f_i(u)-f_i(v)}-\frac1{u-v},&i=j. \end{cases}

These are Taylor series at (0,0)(0,0) and satisfy Kij(u,v)=−Kji(v,u)K_{ij}(u,v)=-K_{ji}(v,u). For positive half-integers r,sr,s, set

M(i,r),(j,s)=[ur−12vs−12]Kij(u,v).M_{(i,r),(j,s)} =[u^{r-\frac12}v^{s-\frac12}]K_{ij}(u,v).

Thus MT=−MM^{\mathsf T}=-M. The brackets extract Taylor coefficients, including the factorial normalization of derivatives.

The subtraction removes the local vacuum contraction. For fi(u)=zi+uf_i(u)=z_i+u, the entire diagonal block vanishes, recovering the usual rule that contractions occur only between different normal-ordered factors. For a nonlinear coordinate, its regular remainder may be nonzero. These diagonal blocks encode the finite change of normal ordering.

Proposition 2.10 (Pfaffian amplitudes)

Let

ai=ψ−ri,1⋯ψ−ri,ki1,ri,1>⋯>ri,ki>0.a_i=\psi_{-r_{i,1}}\cdots\psi_{-r_{i,k_i}}\mathbf1, \qquad r_{i,1}>\cdots>r_{i,k_i}>0.

Concatenate the occupied labels (i,ri,α)(i,r_{i,\alpha}) in puncture order, preserving the displayed order within each state, to obtain an ordered list II. Then

A^f(a1,…,an)=Pf⁡M[I,I].\widehat{\mathcal A}_f(a_1,\ldots,a_n) =\operatorname{Pf}M[I,I].

For an odd number of occupied modes the amplitude is zero; for the empty list it is 11. The formula extends multilinearly to arbitrary states in FF.

Proof.

Represent each state by a locally normal-ordered group of fermions, assigning a separate variable to each constituent. Wick’s theorem gives pairwise contractions si(u)sj(v)/(fi(u)−fj(v))s_i(u)s_j(v)/(f_i(u)-f_j(v)). Within a group, local normal ordering subtracts 1/(u−v)1/(u-v), leaving exactly KiiK_{ii}.

In each pairing, every variable occurs in exactly one kernel. Extracting the coefficient prescribed by each occupied mode therefore gives a product of entries of MM. The signed sum over pairings is its Pfaffian. In particular, the coefficient convention agrees with

Y(ψ−m−121,z)=1m!∂zmψ(z).Y(\psi_{-m-\frac12}\mathbf1,z) =\frac1{m!}\partial_z^m\psi(z).

For a fixed finite set of modes, compute the required Taylor coefficients of KijK_{ij} once and store MM. Each occupation-basis amplitude then requires only a selected submatrix. A Pfaffian of order NN can be evaluated by pivoted antisymmetric elimination in O(N3)O(N^3) arithmetic operations and O(N2)O(N^2) storage, without enumerating pairings; see Wimmer. The regularization of KiiK_{ii} must be performed in Taylor series before numerical evaluation.

If aia_i has weight hih_i, fermionic exclusion gives

hi≥ki22,N=∑iki≤∑i⌊2hi⌋.h_i\geq\frac{k_i^2}{2},\qquad N=\sum_i k_i\leq\sum_i\lfloor\sqrt{2h_i}\rfloor.

For general states, apply the formula to their occupation-basis expansions. The cost of producing every entry of a tensor with DD states at each puncture still includes its DnD^n output entries. All amplitudes here belong to the Majorana vacuum block; an overall geometric vacuum factor and amplitudes involving spin fields require separate data.

Exercise 2.11 (Coordinate changes and Gaussian amplitudes)

  1. Regularity. Put

    Hi(u,v)=fi(u)−fi(v)u−v.H_i(u,v)=\frac{f_i(u)-f_i(v)}{u-v}.

    Show that HiH_i is an invertible Taylor series and that si(u)si(v)−Hi(u,v)s_i(u)s_i(v)-H_i(u,v) is divisible by (u−v)2(u-v)^2. Deduce the regularity and antisymmetry of KiiK_{ii}, and use

    Kii(u,v)=si(u)si(v)−Hi(u,v)(u−v)Hi(u,v)K_{ii}(u,v)=\frac{s_i(u)s_i(v)-H_i(u,v)}{(u-v)H_i(u,v)}

    to compute its Taylor coefficients without subtracting poles numerically.

  2. The Schwarzian term. Define

    Sf=f′′′f′−32(f′′f′)2.Sf=\frac{f'''}{f'}-\frac32\left(\frac{f''}{f'}\right)^2.

    Prove

    Kii(u,v)=Sfi(0)12(u−v)+terms of total degree at least 2.K_{ii}(u,v)=\frac{Sf_i(0)}{12}(u-v) +\text{terms of total degree at least }2.

    Using ω=12ψ−32ψ−121\omega=\tfrac12\psi_{-\frac32}\psi_{-\frac12}\mathbf1, deduce

    A^f(1,…,ω,…,1)=Sfi(0)24.\widehat{\mathcal A}_f(\mathbf1,\ldots,\omega,\ldots,\mathbf1) =\frac{Sf_i(0)}{24}.

    More generally, for three punctures, set zij=zi−zjz_{ij}=z_i-z_j and verify

    A^f(ω,ψ,ψ)=s2(0)s3(0)(λ12z232z122z132+Sf1(0)24z23).\widehat{\mathcal A}_f(\omega,\psi,\psi) =s_2(0)s_3(0)\left( \frac{\lambda_1^2z_{23}}{2z_{12}^2z_{13}^2} +\frac{Sf_1(0)}{24z_{23}}\right).

    Identify the pairings responsible for the two terms.

  3. Size of the Pfaffian. Show that the least possible weight of a state with kk occupied fermion modes is 12+32+⋯+(k−12)=k2/2\tfrac12+\tfrac32+\cdots+(k-\tfrac12)=k^2/2. Deduce the bound on NN above.

  4. Generating all amplitudes. For a finite ordered set of mode labels and Grassmann variables θa\theta_a, prove

    exp⁡ ⁣(12∑a,bθaMabθb)=∑I evenPf⁡M[I,I] θI,\exp\!\left(\frac12\sum_{a,b}\theta_aM_{ab}\theta_b\right) =\sum_{I\text{ even}}\operatorname{Pf}M[I,I]\,\theta_I,

    where II runs through subsets in the inherited order and θI\theta_I is the corresponding ordered product. Explain how MM determines all occupation-basis amplitudes without storing the full tensor.

§2.6 Provenance and license

Author: Chenqi Meng. This independent note is released under Creative Commons Attribution 4.0 International.

The definitions, basic properties, and Majorana example were developed in the VOSA chapter of Introduction to Vertex Operator Algebras, published under CC0. Material previously released under CC0 remains available under those terms. This edition includes the additional treatment of amplitudes with local coordinates.

License · CC BY 4.0 · Peerpedia collaboration terms

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