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Chapter 4 of 9

§Constructions from existing VOAs

We begin with subalgebras, structure-preserving maps, and tensor products. These provide the notation and elementary results needed for fixed-point and coset constructions. Throughout, tensor products are over C\mathbb C.

§4.1 Preliminaries

§Vertex subalgebras and conformal vectors

Definition 4.1 (Vertex subalgebra)

A vertex subalgebra of a vertex algebra VV is a linear subspace U⊆VU\subseteq V such that

1∈U,u(n)v∈U(u,v∈U, n∈Z).\mathbf1\in U,\qquad u_{(n)}v\in U \quad(u,v\in U,\ n\in\mathbb Z).

Its fields are the restrictions YU(u,z)=YV(u,z)∣UY_U(u,z)=Y_V(u,z)|_U.

Proposition 4.2 (Inherited vertex-algebra structure)

A vertex subalgebra U⊆VU\subseteq V is a vertex algebra with vacuum 1\mathbf1 and translation operator T∣UT|_U. If VV is a VOA and ωV∈U\omega_V\in U, then UU is a VOA with the same conformal vector and central charge, graded by

Uh=U∩Vh.U_h=U\cap V_h.

If VV is of CFT type, so is UU.

Proof.

Since Tu=u(−2)1Tu=u_{(-2)}\mathbf1, closure under products implies T(U)⊆UT(U)\subseteq U. Truncation, creation, translation covariance, and locality restrict from VV to UU.

If ωV∈U\omega_V\in U, its modes preserve UU and satisfy the same Virasoro relations. In particular, UU is L0L_0-stable. As L0L_0 is diagonalizable, U=⨁h(U∩Vh)U=\bigoplus_h(U\cap V_h): each homogeneous component of a vector is obtained by a polynomial in L0L_0 on its finite set of weights. Finite-dimensionality and the lower bound on weights are inherited. Finally, for CFT type, U0=C1U_0=\mathbb C\mathbf1 and Uh=0U_h=0 for h<0h<0.

Definition 4.3 (VOA subalgebra)

In this chapter, a VOA subalgebra (U,ωU)(U,\omega_U) of VV means a graded vertex subalgebra U=⨁h(U∩Vh)U=\bigoplus_h(U\cap V_h) with ωU∈U∩V2\omega_U\in U\cap V_2 making UU a VOA, whose grading agrees with the ambient grading:

L0U=L0V∣U.L_0^U=L_0^V|_U.

It is full if ωU=ωV\omega_U=\omega_V.

The translation operators necessarily agree on UU, since both send uu to u(−2)1u_{(-2)}\mathbf1. The conformal vectors need not agree. Keeping them distinct is essential for the coset construction, where their difference will supply the complementary conformal structure under suitable hypotheses. Terminology for subalgebras varies; the convention above follows Yamauchi, §3.8.

§Homomorphisms and automorphisms

Definition 4.4 (Homomorphisms and automorphisms)

A vertex-algebra homomorphism f:U→Vf:U\to V is a linear map satisfying

f(1U)=1V,f(u(n)v)=f(u)(n)f(v)(u,v∈U, n∈Z).f(\mathbf1_U)=\mathbf1_V,\qquad f(u_{(n)}v)=f(u)_{(n)}f(v) \quad(u,v\in U,\ n\in\mathbb Z).

Equivalently, it preserves the vacuum and satisfies f(YU(u,z)v)=YV(f(u),z)f(v)f(Y_U(u,z)v)=Y_V(f(u),z)f(v) coefficientwise. For VOAs, a VOA homomorphism additionally satisfies f(ωU)=ωVf(\omega_U)=\omega_V. A bijective VOA homomorphism V→VV\to V is a VOA automorphism; these form the group Aut⁡(V)\operatorname{Aut}(V).

Proposition 4.5 (Compatibility with translation and grading)

A vertex-algebra homomorphism satisfies fTU=TVffT_U=T_Vf. A VOA homomorphism also satisfies

fLnU=LnVf(n∈Z),f(Uh)⊆Vh,cU=cV.fL_n^U=L_n^Vf\quad(n\in\mathbb Z), \qquad f(U_h)\subseteq V_h, \qquad c_U=c_V.

Consequently, for g∈Aut⁡(V)g\in\operatorname{Aut}(V),

gY(a,z)g−1=Y(ga,z),[g,Ln]=0,g(Vh)=Vh.gY(a,z)g^{-1}=Y(ga,z),\qquad [g,L_n]=0,\qquad g(V_h)=V_h.
Proof.

The translation identity follows from TUu=u(−2)1UT_Uu=u_{(-2)}\mathbf1_U. Preservation of ω\omega and its products gives fLnU=LnVffL_n^U=L_n^Vf, and n=0n=0 gives preservation of weights. Applying ff to (ωU)(3)ωU=cU1U/2(\omega_U)_{(3)}\omega_U=c_U\mathbf1_U/2 gives cU=cVc_U=c_V, since 1V≠0\mathbf1_V\ne0. The automorphism identities follow by composing with g−1g^{-1}.

The inclusion of a VOA subalgebra is always a vertex-algebra homomorphism; it is a VOA homomorphism in the above sense precisely when the subalgebra is full.

§Extensions

Definition 4.6 (VOA extension)

An extension of a VOA UU is a VOA VV together with an injective VOA homomorphism ι:U↪V\iota:U\hookrightarrow V. Identifying UU with its image, this means that UU is a full VOA subalgebra of VV:

1U=1V,ωU=ωV,YV(u,z)∣U=YU(u,z)(u∈U).\mathbf1_U=\mathbf1_V,\qquad \omega_U=\omega_V,\qquad Y_V(u,z)|_U=Y_U(u,z)\quad(u\in U).

The extension is proper if U≠VU\ne V.

By Proposition 4.5, an extension has Uh=U∩VhU_h=U\cap V_h and cU=cVc_U=c_V. Thus the larger VOA contains additional states while retaining the original conformal structure.

§Tensor products

Proposition 4.7 (Tensor product of VOAs)

Let U,WU,W be VOAs. Their tensor product is a VOA with

1U⊗W=1U⊗1W,YU⊗W(u⊗v,z)(u′⊗v′)=YU(u,z)u′⊗YW(v,z)v′,ωU⊗W=ωU⊗1W+1U⊗ωW.\begin{aligned} \mathbf1_{U\otimes W}&=\mathbf1_U\otimes\mathbf1_W,\\ Y_{U\otimes W}(u\otimes v,z)(u'\otimes v') &=Y_U(u,z)u'\otimes Y_W(v,z)v',\\ \omega_{U\otimes W}&=\omega_U\otimes\mathbf1_W +\mathbf1_U\otimes\omega_W. \end{aligned}

The product on the second line uses the same formal variable in both factors. Explicitly,

(u⊗v)(n)(u′⊗v′)=∑i+j=n−1(u(i)u′)⊗(v(j)v′).(u\otimes v)_{(n)}(u'\otimes v') =\sum_{i+j=n-1}(u_{(i)}u')\otimes(v_{(j)}v').

Its grading, Virasoro modes, and central charge are

(U⊗W)h=⨁r+s=hUr⊗Ws,LnU⊗W=LnU⊗id⁡W+id⁡U⊗LnW,cU⊗W=cU+cW.\begin{aligned} (U\otimes W)_h&=\bigoplus_{r+s=h}U_r\otimes W_s,\\ L_n^{U\otimes W}&=L_n^U\otimes\operatorname{id}_W +\operatorname{id}_U\otimes L_n^W,\\ c_{U\otimes W}&=c_U+c_W. \end{aligned}

If both factors are of CFT type, so is their tensor product.

Proof.

For fixed u,u′,v,v′u,u',v,v', lower truncation bounds ii and jj above, so only finitely many pairs contribute to each mode sum. The product is therefore well-defined and lower truncated. The vacuum and creation axioms follow factorwise. Translation covariance follows from the Leibniz rule with

TU⊗W=TU⊗id⁡W+id⁡U⊗TW.T_{U\otimes W}=T_U\otimes\operatorname{id}_W +\operatorname{id}_U\otimes T_W.

For locality, choose exponents NN and MM for the pairs u,u′u,u' and v,v′v,v', respectively. Multiplication by (z−w)N+M(z-w)^{N+M} allows us to exchange the two UU-fields using the first factor (z−w)N(z-w)^N, and then the two WW-fields using (z−w)M(z-w)^M. Thus the tensor-product fields are local.

The displayed conformal vector gives the stated LnU⊗WL_n^{U\otimes W}. Operators on different factors commute, so their Virasoro commutators add, with central charge cU+cWc_U+c_W; the n=−1n=-1 mode is the translation operator above. The sum of the two L0L_0 operators gives the grading. Since both gradings are bounded below, only finitely many pairs r+s=hr+s=h occur at each weight, and each summand is finite-dimensional. The CFT-type assertion follows from the same grading formula.

Remark 4.8 (The two tensor factors)

The maps u↦u⊗1Wu\mapsto u\otimes\mathbf1_W and v↦1U⊗vv\mapsto\mathbf1_U\otimes v identify the factors with VOA subalgebras carrying their own conformal vectors. Their fields commute:

[Y(u⊗1W,z),Y(1U⊗v,w)]=0.[Y(u\otimes\mathbf1_W,z),Y(\mathbf1_U\otimes v,w)]=0.

Indeed, these fields act on separate tensor factors. They recover every pure tensor through

(u⊗1W)(−1)(1U⊗v)=u⊗v.(u\otimes\mathbf1_W)_{(-1)}(\mathbf1_U\otimes v)=u\otimes v.

The ambient conformal vector is the sum of those of the two subalgebras.

§4.2 Fixed-point subalgebras and G-orbifolds

§4.3 Commutants and cosets

§4.4 References

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